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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-06 |
| MI | RA | APPROVED | 2015-11-03 |
Branch Locations
21002 Mack Ave, Grosse Pointe Woods, MI 48236 • United States
1310 S Main St Ste 14, Ann Arbor, MI 48104 • United States
Gross Pointe, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Grosse Pointe | MI | 10/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Ann Arbor | MI | 03/2020 | Present |
Real Estate Ownership; Commercial; 15801 E Ten Mile Rd, , Eastpointe, MI, 48021; Not Investment-Related; 05/08/2018. Business Ownership; Fox and Fox Holdings LLC; co-owner of the building; real estate holding company; 813 Balfour Street, , Grosse Pointe Park, MI, 48230; Not Investment-Related; 04/02/2018; 0 hours per month; 0 during trading hours / ERF LLC; Providing consulting to Hampton, Fox & Associates regarding practice management, client service/deliverables, client acquisition, AUM production, etc.; Consulting; 813 Balfour St, , Grosse Pointe Park, MI, 48230; Investment-Related; 04/01/2021; 10 to 19 hours per month; 10 to 19 during trading hours. Outside Employment; ERF LLC; Owner; Manage advisory business; 813 Balfour St, , Grosse Pointe Park, MI, 48230; Investment-Related; 05/01/2021; 10 to 19 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-15 |
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