Eric Roger Fox

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 03/2020
  Ameriprise Financial Services, Inc.
  Grosse Pointe, MI
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Ann Arbor, MI

Previous Registrations

• 2011-02-02 → 2015-11-03
  Hantz Financial Services, Inc.
  Southfield, MI
  Taylor, MI
  Southfield, MI

Other Businesses

Real Estate Ownership; Commercial; 15801 E Ten Mile Rd, , Eastpointe, MI, 48021; Not Investment-Related; 05/08/2018. Business Ownership; Fox and Fox Holdings LLC; co-owner of the building; real estate holding company; 813 Balfour Street, , Grosse Pointe Park, MI, 48230; Not Investment-Related; 04/02/2018; 0 hours per month; 0 during trading hours / ERF LLC; Providing consulting to Hampton, Fox & Associates regarding practice management, client service/deliverables, client acquisition, AUM production, etc.; Consulting; 813 Balfour St, , Grosse Pointe Park, MI, 48230; Investment-Related; 04/01/2021; 10 to 19 hours per month; 10 to 19 during trading hours. Outside Employment; ERF LLC; Owner; Manage advisory business; 813 Balfour St, , Grosse Pointe Park, MI, 48230; Investment-Related; 05/01/2021; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-06-07
• S63 Uniform Securities Agent State Law Examination
  2004-09-15

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Eric R Fox