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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-04-06
  • MI RA
    APPROVED
    Since 2026-04-06

Branch Locations

23108 Harper Ave, St. Clair Shores, MI 48080 • United States

3915 Telegraph Rd, Bloomfield Hills, MI 48302 • United States

1001 N. Main Street, Rochester, MI 48307 • United States

18411 Mack Ave, Detroit, MI 48236 • United States

19733 Mack Ave, Grosse Pointe Woods, MI 48236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Madison Height MI 02/2022 07/2023
Bank Of America, N.A. Madison Heights MI 02/2022 07/2023
Flagstar Bank Saint Clair Shores MI 01/2021 02/2022
Cornerstone Community Financial Credit Union Sterling Heights MI 12/2019 01/2021
Ray Laethem Motor Village Detroit MI 08/2019 11/2019
The Apparatus Room Detroit MI 05/2018 07/2019
The Country Club Of Detroit Grosse Pointe Farms MI 04/2014 04/2018
The Detroit Athletic Club Detroit MI 10/2017 03/2018
J.P. Morgan Securities Llc Harper Woods MI 08/2023 04/2026
Jpmorgan Chase Bank, N.A. Harper Woods MI 08/2023 04/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Madison Height MI 02/2022 04/2022
Flagstar Bank Gross Pointe Woods MI 04/2026 Present
Lpl Financial Gross Pointe Woods MI 04/2026 Present
  • 02/2022 → 07/2023
    Madison Height, MI
  • 02/2022 → 07/2023
    Bank Of America, N.A.
    Madison Heights, MI
  • 01/2021 → 02/2022
    Flagstar Bank
    Saint Clair Shores, MI
  • 12/2019 → 01/2021
    Cornerstone Community Financial Credit Union
    Sterling Heights, MI
  • 08/2019 → 11/2019
    Ray Laethem Motor Village
    Detroit, MI
  • 05/2018 → 07/2019
    The Apparatus Room
    Detroit, MI
  • 04/2014 → 04/2018
    The Country Club Of Detroit
    Grosse Pointe Farms, MI
  • 10/2017 → 03/2018
    The Detroit Athletic Club
    Detroit, MI
  • 08/2023 → 04/2026
    Harper Woods, MI
  • 08/2023 → 04/2026
    Jpmorgan Chase Bank, N.A.
    Harper Woods, MI
  • 02/2022 → 04/2022
    Madison Height, MI
  • 04/2026 → Present
    Flagstar Bank
    Gross Pointe Woods, MI
  • 04/2026 → Present
    Lpl Financial
    Gross Pointe Woods, MI
Previous Registrations
Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Flagstar Wealth Services - Inv Rel - At Reported Business Location (s) - Start Date : 04/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-06
  • S66 Uniform Combined State Law Examination
    2022-05-06
Other Names
  • Scott D Smith
  • Scott Smith
  • Scott Douglas Smith

View on SEC IAPD

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