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Zachary Shaw Littleton

Oxford Financial Group, Ltd

Carmel, IN

Grand Rapids, MI

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Current Employers
Oxford Financial Group, Ltd

11711 North Meridian Street Suite 600, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-11-18
MI RA APPROVED 2021-11-18
TX RA APPROVED 2021-11-18
  • IN RA
    APPROVED
    Since 2021-11-18
  • MI RA
    APPROVED
    Since 2021-11-18
  • TX RA
    APPROVED
    Since 2021-11-18

Branch Locations

11711 North Meridian Street Suite 600, Carmel, IN 46032 • United States

85 Campau Avenue Northwest Suite 200, Grand Rapids, MI 49503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 05/2011 10/2016
J.P. Morgan Chase Bank, Na Grand Rapids MI 11/2016 08/2021
Oxford Financial Group, Ltd Grand Rapids MI 08/2021 Present
  • 05/2011 → 10/2016
    J.P. Morgan Securities Llc
    Chicago, IL
  • 11/2016 → 08/2021
    J.P. Morgan Chase Bank, Na
    Grand Rapids, MI
  • 08/2021 → Present
    Oxford Financial Group, Ltd
    Grand Rapids, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-18
S63 Uniform Securities Agent State Law Examination 2007-03-22
  • S65 Uniform Investment Adviser Law Examination
    2021-11-18
  • S63 Uniform Securities Agent State Law Examination
    2007-03-22
Other Names
  • Zachary Littleton
  • Zach Littleton

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WILLIAMSON LEGACY GROUP, LLC

Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

More in Carmel, IN

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