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Nicole Renee Mooren

Morgan Stanley

Green Bay, WI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
WI RA APPROVED 2016-09-23
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • WI RA
    APPROVED
    Since 2016-09-23

Branch Locations

111 North Washington Street Suite 410, Green Bay, WI 54301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Green Bay WI 05/2011 Present
  • 05/2011 → Present
    Morgan Stanley Smith Barney
    Green Bay, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-23
S63 Uniform Securities Agent State Law Examination 2007-11-09
  • S65 Uniform Investment Adviser Law Examination
    2016-09-23
  • S63 Uniform Securities Agent State Law Examination
    2007-11-09
Other Names
  • Nicole Renee See

View on SEC IAPD

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Other Investors

CHRISTOPHER LEE FEUTZ
MONTANA MORGAN TILLMANN
MARK BRIAN PIPER
Zachary Mano Gilson
MARK ANDREW ENGLES
TIMOTHY ARNOLD BENES
Cal David Jensen
KENNETH JOSEPH MELOTTE

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · GREEN BAY, WI
MELOTTE FINANCIAL ADVISORS · GREEN BAY, WI
ONELEGACY ADVISORS, LLC · GREEN BAY, WI
THRIVENT INVESTMENT MANAGEMENT INC. · Green Bay, WI
J.P. MORGAN SECURITIES LLC · GREEN BAY, WI
AMERIPRISE FINANCIAL SERVICES, LLC · GREEN BAY, WI
BARINGTON CAPITAL MANAGEMENT, LLC · GREEN BAY, WI
HARBOUR INVESTMENTS, INC. · GREEN BAY, WI

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