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Tina Sohn

LPl Financial LLC

New York, NY

New York, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

1700 York Ave Ste 9E, New York, NY 10128 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. New York NY 04/2013 02/2018
Lpl Financial Llc New York NY 02/2020 Present
Self - Consultant New York NY 03/2018 01/2020
Citihabitats New York NY 06/2019 01/2020
  • 04/2013 → 02/2018
    Oppenheimer & Co. Inc.
    New York, NY
  • 02/2020 → Present
    Lpl Financial Llc
    New York, NY
  • 03/2018 → 01/2020
    Self - Consultant
    New York, NY
  • 06/2019 → 01/2020
    Citihabitats
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-01
S63 Uniform Securities Agent State Law Examination 2000-04-19
  • S65 Uniform Investment Adviser Law Examination
    2000-05-01
  • S63 Uniform Securities Agent State Law Examination
    2000-04-19

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
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CRESTVIEW PARTNERS · NEW YORK, NY
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