Best Investors
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Account
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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-16 |
Branch Locations
11 West 42Nd Street, New York, NY 10036 • United States
53 State St 28Th Floor, Boston, MA 02109 • United States
53 State Street 28Th Floor, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-19 |
| VA | RA | APPROVED | 2024-05-22 |
| WA | RA | APPROVED | 2024-05-22 |
| CA | RA | APPROVED | 2022-02-23 |
| CT | RA | APPROVED | 2022-02-23 |
| NY | RA | APPROVED | 2022-02-23 |
| PA | RA | APPROVED | 2022-02-23 |
Branch Locations
11 West 42Nd Street 13Th Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | New York | NY | 08/2011 | 05/2019 |
| Jpmorgan Chase Bank Na | New York | NY | 08/2011 | 05/2019 |
| Hsbc Bank Usa, N.A. | New York | NY | 08/2019 | 05/2021 |
| Hsbc Securities (Usa) Inc. | New York | NY | 09/2019 | 05/2021 |
| Silicon Valley Bank | San Francisco | CA | 05/2021 | 12/2023 |
| Svb Wealth Advisory | San Francisco | CA | 05/2021 | 07/2022 |
| Svb Wealth Llc | New York City | NY | 02/2022 | 01/2025 |
| Svb Investment Services | San Francisco | CA | 07/2022 | 12/2023 |
| First Citizens Investor Services | Raleigh | NC | 12/2023 | 01/2025 |
| First Citizens Bank | New York | NY | 01/2025 | Present |
| First Citizens Investor Services | Raleigh | NC | 01/2025 | Present |
| Svb Wealth Llc | New York | NY | 01/2025 | Present |
Dually registered with affiliated firm SVB Wealth LLC. Investment Advisor; Provides investment advisory services to clients. Full time employee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-03 |
| S65 | Uniform Investment Adviser Law Examination | 2000-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-27 |
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