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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-05-20
  • NC RA
    APPROVED
    Since 2020-05-20

Branch Locations

3515 Glenwood Ave Ste 100, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Raleigh NC 01/2007 03/2020
Raymond James Financial Services, Inc Raleigh NC 05/2020 Present
Pinnacle Financial Partners Raleigh NC 03/2020 Present
  • 01/2007 → 03/2020
    Bb&T
    Raleigh, NC
  • 05/2020 → Present
    Raymond James Financial Services, Inc
    Raleigh, NC
  • 03/2020 → Present
    Pinnacle Financial Partners
    Raleigh, NC
Previous Registrations
  • 2018-01-02 → 2020-03-17
    Bb&T Securities, Llc
    Charlotte, NC
    Raleigh, NC
  • 2007-05-24 → 2018-01-02
    Bb&T Investment Services, Inc.
    Washington, DC
    Washington, DC
    Washington, DC
    Washington, DC
    Sanford, NC
    Charlotte, NC
    Dunn, NC
    Washington, DC
    Washington, DC
    Arlington, VA
    Raleigh, NC
Other Businesses

(1)Name of Business: Executive Flight Training & Services, LLC Address: 712 Rod Sullivan Rd, Sanford, NC, 27330, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 03/16/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Certified Flight Instructor and manager. We provide flight instruction and aircraft rental services. (2)Name of Business: Pinnacle Asset Management Address: 3515 Glenwood Ave Ste 100, Raleigh, NC, 27612, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Licensed Bank Advisor (LBA), refer potential investment clients to our RJFS Advisors, no RJFS client accounts under my rep #

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-23
  • S66 Uniform Combined State Law Examination
    2007-05-23

View on SEC IAPD

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