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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-06-26
NY RA APPROVED 2021-08-06
TX RA APPROVED 2016-02-01
  • CT RA
    APPROVED
    Since 2024-06-26
  • NY RA
    APPROVED
    Since 2021-08-06
  • TX RA
    APPROVED
    Since 2016-02-01

Branch Locations

1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States

Wilton, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc New York NY 02/2016 Present
City National Bank New York NY 08/2016 Present
Previous Registrations
Other Businesses

NAME OF ENTITY: JLJP LLC ADDRESS: 145 Prospect Ave Gloversville NY 12078 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Assets/Products START DATE: Aug 01, 2021 CAPACITY: Owner DUTIES: There are no official duties. This was created to hold family property. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-12
  • S66 Uniform Combined State Law Examination
    2002-12-12

View on SEC IAPD

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