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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-01 |
| TX | RA | APPROVED_RES | 2025-07-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hosler Wealth Management, Llc | Prescott | AZ | 01/2012 | 07/2025 |
| Commonwealth Financail Network | Waltham | MA | 02/2012 | 07/2025 |
| Mutual Securities, Inc. | Camarillo | CA | 07/2025 | Present |
| Mutual Advisors, Llc. | Casper | WY | 07/2025 | Present |
1. Independent Insurance Agent, Start Date: 07/18/2025, 700 S Montezuma St., Prescott, Arizona 86303, LLC, Insurance, Partner, Life Insurance Sales, Not Investment Related, 2 Hours per month, .1 Hours per day during trading hours. 2. Hosler Wealth Management, Start Date: 06/18/2025, 700 S. Montezuma St., Prescott, AZ 86303, LLC, RIA, Wealth Advisor, Financial, Tax and Investment, Investment Related, 160 Hours per month, 8 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-12 |
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