Robert Luis Rivera

Current Employers

Employment History

• 08/2018 → 02/2019
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2017 → 02/2019
  U & I Movers Express
  Green Bay, WI
• 11/2015 → 05/2017
  Capital Credit Union
  Green Bay, WV
• 01/2018 → 02/2019
  Central Financial States
  Green Bay, WI
• 02/2019 → Present
  Kcd Financial Inc
  Green Bay, WI

Previous Registrations

• 2018-10-24 → 2019-02-25
  Cetera Wealth Services, Llc
  Green Bay, WI
• 2008-05-15 → 2009-08-24
  Principal Securities, Inc.
  Neenah, WI
• 2007-05-01 → 2007-12-31
  Thrivent Investment Management Inc.
  Appleton, WI
  Green Bay, WI

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 7/2018 APX NUMBER OF HOURS PER WEEK: 0-3 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES 2. NAME OF OTHER BUSINESS: KNIGHTS OF COLUMBUS #16333 INVESTMENT RELATED: NO ADDRESS: 3425 WILLOW RD, GREEN BAY, 54311 NATURE OF BUSINESS: FUND RAISING, COMMUNITY SUPPORT START DATE: 8/2022 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 1-2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MEMBER NO FIDUCIARY RESPONSIBILITIES. 3. PRINCE OF PEACE COUNCEL MEMBER APX NUMBER OF HOURS PER MONTH: 2-4 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MEMBER AT LARGE, NO FIDUCIARY RESPONSIBILITIES.

Exams

• S66 Uniform Combined State Law Examination
  2018-10-19
• S63 Uniform Securities Agent State Law Examination
  2000-08-31

Other Names

• Bob ^ Rivera