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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-02 |
| CA | RA | APPROVED | 2016-07-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Redondo Beach | CA | 06/2016 | Present |
RENTAL PROPERTY, INV RELATED, SALT LAKE CITY, UT, 100% OWNERSHIP, START DATE 01/2013, 5 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD.| PREMIER STRATEGIC CAPITAL INC. DBA RIVIERA WEALTH MANAGEMENT; INV. RELATED; REDONDO BEACH, CA; 50% OWNERSHIP; FINET PRACTICE; START 2/2019; 2 HRS PER MONTH; 1 HR DURING TRADING.| SOUTH BAY ESTATE PLANNING COUNCIL, NOT INV RELATED, HERMOSA, BEACH, CA, BOARD MEMBER, START 8/1/2024, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, INDUSTRY ASSOCIATION EDUCATION AND GUEST SPEAKERS.| 322 VDM LLC; INV RELATED; REDONDO BEACH, CA; 50% OWNERSHIP; START DATE 12/16/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING ; CREATED TO BUY OFFICE BUILDING | COMMERCIAL PROPERTY; INV RELATED; REDONDO BEACH, CA; 50% OWNERSHIP; START DATE 03/01/2025; 2 HOURS PER MONTH; 0 HOURS DURING TRADING; FINET PRACTICE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-23 |
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