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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Msi Financial Services, Inc | San Diego | CA | 09/2015 | 11/2016 |
| Axa Advisors, Llc | San Diego | CA | 12/2016 | 06/2018 |
| Mufg Union Bank | Solana Beach | CA | 07/2018 | 03/2019 |
| Unionbanc Investment Services | Solana Beach | CA | 07/2018 | 03/2019 |
| Jp Morgan Securities, Llc | San Diego | CA | 08/2019 | 08/2022 |
| Jp Morgan Chase Bank, N.A. | San Diego | CA | 08/2019 | 08/2022 |
| Unemployed | San Diego | CA | 04/2019 | 07/2019 |
| Cno Services, Llc | Corona | CA | 06/2018 | 06/2018 |
| U.S. Bank | San Diego | CA | 08/2022 | Present |
| U.S. Bancorp Investments, Inc. | San Diego | CA | 12/2022 | 02/2026 |
| U.S. Bancorp Advisors, Llc | San Diego | CA | 02/2026 | Present |
Lesure Sopheak Holdings LLC; Non Investment-related; San Diego, CA; Holding company for real estate, gym, recovery center; Owner; 01/2022; 4-10 hours/ month; 0 hours trading; Accounting and bookkeeping.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-07 |
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