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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

4747 Executive Dr, San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Msi Financial Services, Inc San Diego CA 09/2015 11/2016
Axa Advisors, Llc San Diego CA 12/2016 06/2018
Mufg Union Bank Solana Beach CA 07/2018 03/2019
Unionbanc Investment Services Solana Beach CA 07/2018 03/2019
Jp Morgan Securities, Llc San Diego CA 08/2019 08/2022
Jp Morgan Chase Bank, N.A. San Diego CA 08/2019 08/2022
Unemployed San Diego CA 04/2019 07/2019
Cno Services, Llc Corona CA 06/2018 06/2018
U.S. Bank San Diego CA 08/2022 Present
U.S. Bancorp Investments, Inc. San Diego CA 12/2022 02/2026
U.S. Bancorp Advisors, Llc San Diego CA 02/2026 Present
  • 09/2015 → 11/2016
    Msi Financial Services, Inc
    San Diego, CA
  • 12/2016 → 06/2018
    Axa Advisors, Llc
    San Diego, CA
  • 07/2018 → 03/2019
    Mufg Union Bank
    Solana Beach, CA
  • 07/2018 → 03/2019
    Unionbanc Investment Services
    Solana Beach, CA
  • 08/2019 → 08/2022
    San Diego, CA
  • 08/2019 → 08/2022
    Jp Morgan Chase Bank, N.A.
    San Diego, CA
  • 04/2019 → 07/2019
    Unemployed
    San Diego, CA
  • 06/2018 → 06/2018
    Cno Services, Llc
    Corona, CA
  • 08/2022 → Present
    U.S. Bank
    San Diego, CA
  • 12/2022 → 02/2026
    San Diego, CA
  • 02/2026 → Present
    San Diego, CA
Previous Registrations
  • 2023-01-06 → 2026-02-13
    San Diego, CA
    Saint Paul, MN
    San Diego, CA
    Sioux Falls, SD
    San Diego, CA
    Spokane, WA
  • 2019-08-28 → 2022-08-17
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Lakeside, CA
    El Cajon, CA
  • 2018-07-25 → 2019-04-11
    Solana Beach, CA
  • 2016-12-15 → 2018-07-12
    San Diego, CA
  • 2015-09-23 → 2016-11-22
    Msi Financial Services, Inc.
    San Diego, CA
  • 2010-08-30 → 2015-03-11
    Radnor, PA
    San Leandro, CA
    Woodland Hills, CA
    Westlake Village, CA
    Wayne, PA
    Media, PA
    Media, PA
    Wayne, PA
    Radnor, PA
    West Chester, PA
  • 2007-05-08 → 2009-09-01
    Wells Fargo Investments, Llc
    Montecito, CA
    Buellton, CA
    Santa Barbara, CA
Other Businesses

Lesure Sopheak Holdings LLC; Non Investment-related; San Diego, CA; Holding company for real estate, gym, recovery center; Owner; 01/2022; 4-10 hours/ month; 0 hours trading; Accounting and bookkeeping.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-07
  • S66 Uniform Combined State Law Examination
    2007-05-07
Other Names
  • Sak Sopheak
  • Sak Sopheak

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