Best Investors Account Sign in
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-27
CA RA APPROVED 2024-10-11
GA RA APPROVED 2024-10-11
MI RA APPROVED 2024-10-11
MN RA APPROVED 2024-10-11
NY RA APPROVED 2024-10-11
NC RA APPROVED 2024-10-11
ND RA APPROVED 2024-10-11
PA RA APPROVED 2024-10-11
RI RA APPROVED 2024-10-11
  • TX RA
    APPROVED
    Since 2026-04-27
  • CA RA
    APPROVED
    Since 2024-10-11
  • GA RA
    APPROVED
    Since 2024-10-11
  • MI RA
    APPROVED
    Since 2024-10-11
  • MN RA
    APPROVED
    Since 2024-10-11
  • NY RA
    APPROVED
    Since 2024-10-11
  • NC RA
    APPROVED
    Since 2024-10-11
  • ND RA
    APPROVED
    Since 2024-10-11
  • PA RA
    APPROVED
    Since 2024-10-11
  • RI RA
    APPROVED
    Since 2024-10-11

Branch Locations

22 Lawrence Ave Suite 307, Smithtown, NY 11776 • United States

22 Lawrence Avenue Suite 307, Smithtown, NY 11787 • United States

Murphy & Mullick Capital Management Corp

22 Lawrence Ave Ste 307, Smithtown, NY 11787 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-24
NY RA APPROVED 2024-08-23
  • TX RA
    APPROVED_RES
    Since 2024-08-24
  • NY RA
    APPROVED
    Since 2024-08-23

Branch Locations

22 Lawrence Ave Ste 307, Smithtown, NY 11787 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Capital Smithtown NY 12/2008 10/2016
Cetera Advisors Smithtown NY 10/2016 05/2019
American Portfolios Financial Services, Inc. Smithtown NY 05/2019 10/2024
American Portfolios Advisors, Inc, Smithtown NY 05/2019 10/2024
Osaic Smithtown NY 08/2024 Present
Murphy & Mullick Capital Management Corp. Smithtown NY 08/2024 Present
Osaic Wealth, Inc. Smithtown NY 10/2024 Present
  • 12/2008 → 10/2016
    Investors Capital
    Smithtown, NY
  • 10/2016 → 05/2019
    Cetera Advisors
    Smithtown, NY
  • 05/2019 → 10/2024
    American Portfolios Financial Services, Inc.
    Smithtown, NY
  • 05/2019 → 10/2024
    American Portfolios Advisors, Inc,
    Smithtown, NY
  • 08/2024 → Present
    Osaic
    Smithtown, NY
  • 08/2024 → Present
    Smithtown, NY
  • 10/2024 → Present
    Smithtown, NY
Previous Registrations
  • 2019-05-14 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2016-10-03 → 2019-05-14
    Cetera Advisors Llc
    Smithtown, NY
  • 2014-10-08 → 2016-10-03
    Investors Capital Corp.
    Smithtown, NY
    Lynnfield, MA
    Greenwich, CT
    Greenville, SC
    Gilford, NH
    Lynnfield, MA
Other Businesses

1. MURPHY FINANCIAL GROUP; INVESTMENT RELATED: ADDRESS: SAME AS REGISTERED; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/01/2014; POSITION/FINANCIAL ADVISOR; 40 HOURS PER WEEK: 32.5 HOURS DURING TRADING HOURS: 2. OSAIC WEALTH, INC.; INVESTMENT RELATED: INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 05/13/2019; POSITION/ IAR; 40 HOURS; PER WEEK: 32.5 HOURS DURING TRADING HOURS: 32.5 HOURS; 3.Murphy/Mullick Capital Management-Independent RIA- start date 6/24- 50% ownership-Investment related-100 hours per mo during market hours-compensation TBD 4. A&E Advisory- personal S Corp- not Investment related-start date 2024 ownership 90% self 10% spouse- no compensation 5. MURPHY MULLICK CAPITAL MANAGEMENT POSITION: partner NATURE: POSITION/FINANCIAL ADVISOR INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2024 ADDRESS: 22 Lawrence Ave, STE 307, SMITHTOWN NY 11787, United States DESCRIPTION: financial advisor 6. A&E ADVISORY POSITION: owner NATURE: personal S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2015 ADDRESS: 9 Hartsdale St, Saint James NY 11780, United States DESCRIPTION: Duties involve paying bills and staff, rent etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-02
S63 Uniform Securities Agent State Law Examination 2007-04-03
  • S66 Uniform Combined State Law Examination
    2014-10-02
  • S63 Uniform Securities Agent State Law Examination
    2007-04-03

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Smithtown, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor