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Claudia Ivett Ramirez

Ubs Financial Services Inc.

El Segundo, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-24
  • CA RA
    APPROVED
    Since 2025-04-24

Branch Locations

2121 Rosecrans Avenue Suite 1300, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Long Beach CA 04/2007 10/2023
Rockefeller Financial Llc Century City CA 10/2023 04/2025
Ubs Financial Services, Inc El Segundo CA 04/2025 Present
Previous Registrations
  • 2023-10-06 → 2025-04-29
    Rockefeller Financial Llc
    El Segundo, CA
    San Francisco, CA
    El Segundo, CA
    Los Angeles, CA
  • 2010-11-05 → 2023-10-13
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
    El Segundo, CA
    Long Beach, CA
    San Leandro, CA
    Long Beach, CA
    Montebello, CA
    Los Angeles, CA
    Beverly Hills, CA
    Beverly Hills, CA
    El Segundo, CA
    Los Angeles, CA
    Beverly Hills, CA
    Los Angeles, CA
    El Segundo, CA
    Westlake Village, CA
  • 2007-04-09 → 2010-07-22
    Wells Fargo Investments, Llc
    Long Beach, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-07
  • S66 Uniform Combined State Law Examination
    2007-04-07

View on SEC IAPD

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Other Offices

MORGAN STANLEY · El Segundo, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
UBS FINANCIAL SERVICES INC. · El Segunda, CA
LPL FINANCIAL LLC · EL SEGUNDO, CA

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