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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-02-27
TX RA APPROVED_RES 2017-06-19
WA RA APPROVED 2017-03-25
  • NY RA
    APPROVED
    Since 2026-02-27
  • TX RA
    APPROVED_RES
    Since 2017-06-19
  • WA RA
    APPROVED
    Since 2017-03-25

Branch Locations

4301 S Pine St. Ste. 457, Tacoma, WA 98409 • United States

Renton, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Bellevue WA 02/2007 03/2017
Metropolitan Life Insurance Bellvue WA 02/2007 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Tacoma WA 03/2017 Present
  • 02/2007 → 03/2017
    Metlife Securities Inc
    Bellevue, WA
  • 02/2007 → 03/2017
    Metropolitan Life Insurance
    Bellvue, WA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Tacoma, WA
Previous Registrations
  • 2007-11-28 → 2017-03-25
    Msi Financial Services, Inc.
    Bellevue, WA
    Tacoma, WA
Other Businesses

NAME: TY V. LEE INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 04/21/2020 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: FIXED ANNUITIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-08
S63 Uniform Securities Agent State Law Examination 2007-05-17
  • S65 Uniform Investment Adviser Law Examination
    2007-10-08
  • S63 Uniform Securities Agent State Law Examination
    2007-05-17
Other Names
  • Ty Lee

View on SEC IAPD

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