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Gary Eugene Gates

Gates Investment Advisors, LLC

Evansville, IN

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Current Employers
Gates Investment Advisors, Llc

3101 N Green River Road Suite 830, Evansville, IN 47715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-07-01
IN RA APPROVED 2007-02-22
  • TX RA
    APPROVED_RES
    Since 2013-07-01
  • IN RA
    APPROVED
    Since 2007-02-22

Branch Locations

3101 N Green River Road Suite 830, Evansville, IN 47715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gates Investment Advisors, Llc Evansville IN 02/2007 Present
Gates Financial Services, Llc Evansville IL 02/2012 Present
Other Businesses

GATES FINANCIAL SERVICES, LLC ;INVESTMENT RELATED;EVANSVILLE, IN;INSURANCE SALES AND TAX PREPARATION ;INSURANCE AGENT;2/2012;40HOURS/MO;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-08
  • S65 Uniform Investment Adviser Law Examination
    2007-02-08

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · EVANSVILLE, IN
RAYMOND JAMES & ASSOCIATES, INC. · EVANSVILLE, IN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EVANSVILLE, IN
KCPAG FINANCIAL ADVISORS LLC · EVANSVILLE, IN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · EVANSVILLE, IN
MML INVESTORS SERVICES, LLC · Evansville, IN
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