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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-11 |
| NH | RA | APPROVED | 2020-12-02 |
| CT | RA | APPROVED | 2009-07-14 |
Branch Locations
465 Heritage Road, Southbury, CT 06488 • United States
276 Newport Road Suite 104, New London, NH 03257 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | Hamden | CT | 07/2009 | Present |
1.Rotary Club of New London; PO Box 1408, New London, NH 03257; Charitable organization that does community service; Scholarship Committee Member; Attend meetings, help digitize scholarship process; 11/15/2021; 4 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-01 |
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