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Amy Chi-Fan Peng

Charles Schwab & Co., Inc.

Pasadena, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-05-17
  • CA RA
    APPROVED
    Since 2010-05-17

Branch Locations

251 S. Lake Ave. Suite 150, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Pasadena CA 05/2010 Present
Charles Schwab Bank Pasadena CA 05/2010 Present
Previous Registrations
  • 2022-07-01 → 2022-10-14
    Td Ameritrade, Inc.
    Pasadena, CA
    Thousand Oaks, CA
    Pasadena, CA
    Pasadena, CA
  • 2009-01-21 → 2009-07-22
    Barclays Capital Inc.
    San Francisco, CA
  • 2008-08-08 → 2008-10-15
    Lehman Brothers Inc.
    San Francisco, CA
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-29
  • S66 Uniform Combined State Law Examination
    2008-04-29

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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