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Adam Benjamin Coleman

Compound Planning, Inc.

New York, NY

Cary, NC

CRD 5292043

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Employer firm

Compound Planning, Inc. CRD 171787

$4.85B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Compound Planning, Inc.

115 Broadway 5Th Floor, New York, NY 10006 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-02
TX RA APPROVED 2026-02-02
  • NC RA
    APPROVED
    Since 2026-02-02
  • TX RA
    APPROVED
    Since 2026-02-02

Branch Locations

115 Broadway 5Th Floor, New York, NY 10006 • United States

Cary, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dell Hopkinton MA 08/2004 12/2022
Colorado Wealth Group, Llc Denver CO 08/2019 08/2020
Maia Wealth Denver CO 08/2020 02/2026
Compound Planning, Inc. New York NY 02/2026 Present
  • 08/2004 → 12/2022
    Dell
    Hopkinton, MA
  • 08/2019 → 08/2020
    Colorado Wealth Group, Llc
    Denver, CO
  • 08/2020 → 02/2026
    Maia Wealth
    Denver, CO
  • 02/2026 → Present
    Compound Planning, Inc.
    New York, NY
Previous Registrations
  • 2020-08-21 → 2026-02-02
    Maia Wealth
    Denver, CO
  • 2020-08-14 → 2020-08-20
    Colorado Wealth Group Llc
    Denver, CO
    Denver, CO
Other Businesses

Licensed Insurance Agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-16
  • S65 Uniform Investment Adviser Law Examination
    2020-05-16
Designations
  • Certified Financial Planner
Other Names
  • Adam Coleman

View on SEC IAPD

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