Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-09-11
NY RA APPROVED 2021-10-26
TX RA APPROVED 2009-01-16
  • NJ RA
    APPROVED
    Since 2024-09-11
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED
    Since 2009-01-16

Branch Locations

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Larchmont, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 01/2009 Present
Previous Registrations
Other Businesses

CIB SOLUTIONS LLC 2711 CENTERVILLE ROAD SUITE 400 WILMINGTON DELAWARE INFORMATION TECHNOLOGY/COMPUTERS 15-MAR-2007 HOURS PER MONTH WILL YOU DEVOTE TO THIS ROLE (ESTIMATE IF NOT KNOWN)?* 1-10 HOURS WILL BE DURING SECURITIES TRADING HOURS?* NONE RESALE OF LONG DISTANCE MINUTES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-11
  • S66 Uniform Combined State Law Examination
    2000-05-11
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor