Best Investors Account Sign in

Randie Sue Hagelman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Mitchell, KY

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-07-05
TX RA APPROVED_RES 2023-07-05
  • KY RA
    APPROVED
    Since 2023-07-05
  • TX RA
    APPROVED_RES
    Since 2023-07-05

Branch Locations

300 Buttermilk Pike, Fort Mitchell, KY 41017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Alexandria KY 11/2006 07/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Mitchell KY 07/2023 Present
Bank Of America N.A. Lakeside Park KY 08/2023 Present
Previous Registrations
  • 2011-06-24 → 2023-07-07
    Fifth Third Securities, Inc.
    Cincinnati, OH
    Cincinnati, OH
    Cold Spring, KY
    Falmouth, KY
    Fort Thomas, KY
    Crescent Springs, KY
    Florence, KY
    Alexandria, KY
    Fort Mitchell, KY
    Burlington, KY
    Erlanger, KY
    Independence, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-23
S63 Uniform Securities Agent State Law Examination 2007-02-20
  • S66 Uniform Combined State Law Examination
    2011-06-23
  • S63 Uniform Securities Agent State Law Examination
    2007-02-20
Other Names
  • Randie Sue Hardy
  • Randie Sue Luersen

View on SEC IAPD

Other Firms

PNC WEALTH MANAGEMENT LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
OSAIC WEALTH, INC.
VALMARK ADVISERS, INC.
HORAN WEALTH, LLC
CETERA INVESTMENT ADVISERS LLC
LPL ENTERPRISE, LLC

Other Investors

ROBB ALLEN NEWMAN
MICHAEL JAMES CASON
KIMBERLY MICHELLE BASHAM
JENNIFER G. DRAPP
MARK CHARLES LINDLOFF
DEAN RUSSELL INMAN
SONIA KAY DEMOSS
BRIAN SCOTT TEWES

Other Offices

PNC WEALTH MANAGEMENT LLC · FORT MITCHELL, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mitchell, KY
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Mitchell, KY
OSAIC WEALTH, INC. · Fort Mitchell, KY
OSAIC WEALTH, INC. · FORT MITCHELL, KY
VALMARK ADVISERS, INC. · FORT MITCHELL, KY
OSAIC WEALTH, INC. · FORT MITCHELL, KY
HORAN WEALTH, LLC · Fort Mitchell, KY

More in Fort Mitchell, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor