Randie Sue Hagelman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2006 → 07/2023
  Fifth Third Securities
  Alexandria, KY
• 07/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Mitchell, KY
• 08/2023 → Present
  Bank Of America N.A.
  Lakeside Park, KY

Previous Registrations

• 2011-06-24 → 2023-07-07
  Fifth Third Securities, Inc.
  Cincinnati, OH
  Cincinnati, OH
  Cold Spring, KY
  Falmouth, KY
  Fort Thomas, KY
  Crescent Springs, KY
  Florence, KY
  Alexandria, KY
  Fort Mitchell, KY
  Burlington, KY
  Erlanger, KY
  Independence, KY

Exams

• S66 Uniform Combined State Law Examination
  2011-06-23
• S63 Uniform Securities Agent State Law Examination
  2007-02-20

Other Names

• Randie Sue Hardy
• Randie Sue Luersen