Peter John Nelson

Current Employers

Employment History

• 02/2007 → 06/2024
  Securities America Inc.
  Hickory, NC
• 08/2007 → 06/2024
  Securities America Advisors
  Hickory, NC
• 01/2009 → Present
  Spectrum Financial Inc.
  Hickory, NC
• 06/2024 → Present
  Osaic Wealth, Inc.
  Hickory, NC
• 06/2024 → Present
  Osaic Wealth, Inc.
  Hickory, NC

Previous Registrations

• 2007-08-27 → 2024-06-14
  Securities America Advisors, Inc.
  Hickory, NC

Other Businesses

1. DEER HAVEN PROPERTIES LLC POSITION: Partner NATURE: I have formed an LLC with a cabin construction building friend to build me a short term rental cabin with my ROTH assets. These assets are held in a Custodial Account through Premier Trust. The cabin is being build in the Boone NC mountain and college area. This area is very active with tourists and school related activities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 09/20/2024 ADDRESS: 1375 Lenoir Rhyne Blvd SE, SUITE 101, Hickory NC 28602, United States DESCRIPTION: Given the LLC is funded from my ROTH IRA asset and the intent is to create an investment property for short term rental use and revenues I am limited on the extent of my involvement. I have had input to site selection, cabin layout and design to this point. Going forward I will continue to be limited on the involvement because this is an investment property. 2. SPECTRUM FINANCIAL INC. POSITION: agent NATURE: SPECTRUM FINANCIAL INC* INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2009 ADDRESS: 1375 Lenoir Rhyne Blvd SE, Suite 101, Hickory NC 28602, United States DESCRIPTION: To provide full service financial advisory needs to our clients we offer insurance products. These are predominately fixed CD, Fixed Annuities, MYGA, Life and LTC insurance. 3. DEER HAVEN PRO LLC POSITION: Partner NATURE: I have formed an LLC with a cabin construction building friend to build me a short term rental cabin with my ROTH assets. These assets are held in a Custodial Account through Priemer Trust. The cabin is being build in the Boone NC mountain and college area. This area is very active with tourists and school related activities. INV REL: Yes NO OF HRS: 10 SEC TRAD HRS: 5 DATE: 09/20/24 ADDRESS: 1375 Lenoir Rhyne Blvd SE, SUITE 101, Hickory NC 28602, United States DESCRIPTION: Given the LLC is funded from my ROTH IRA asset and the intent is to bulld spec and custom mountain cabins and home for sale. I have had input to site selection, cabin layout and design to this point. Going forward I will continue to be limited on the invol because this is an inv using my ROTH IRA dollars.. 4. EXODUS HOMES POS: Board Mbr NAT: This is a local non profit organ whose mission is to help men and women re-establish themselves back into society as strong, clean contributing mbr. They have programs to help those exiting rehab, jail, and prision. INV REL: No NO OF HRS: 4 SEC TRAD HRS: 1 : 06/22/24 ADD: 122 Eighth Ave. Drive SW, Hickory NC 28602,US DESC: I along with other board members review the organ monthly report outs and offer our ideas and recomm for improvements. We also promote the organ in our churches and civic groups. In Oct of 2025 I became Marketing comm chairperson. Hence, I have an increased effort in building visibility programs for the organ with a team of other staff mBR and volunteers 5. MOUNTAIN MODERN DEVELOPMENT GROUP INC. POSITION: President NATURE: This business has been established to build spec and custom homes for sale. This business operates with a w-2 licensed General Contractor and qualifier. I also have a business partner that at this time does about 90% of the project management and client engagement. INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 5 START DATE: 05/20/2025 ADDRESS: 1375 Lenoir Rhyne Blvd SE, Suite 101, Hickory NC 28602 DESCRIPTION: At this time I am the one to work with vendor and subcontractor selection. I seek our both materials and sub contractor labor for various trades needed to construct a log cabin or mountain home. I work on site selection and oversee project management software, Houzz Pro, implementation.

Exams

• S66 Uniform Combined State Law Examination
  2007-07-20