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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-06-19 |
| IA | RA | APPROVED | 2019-03-01 |
Branch Locations
1089 Jordan Creek Pkwy Ste 110, West Des Moines, IA 50266-5830 • United States
Norwalk, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investor Services, Llc | West Des Moines | IA | 06/2014 | 03/2019 |
| Massmutual Life Insurance Company | West Des Moines | IA | 05/2014 | 03/2019 |
| Ameriprise Financial Services, Inc. | West Des Moines | IA | 03/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | West Des Moines | IA | 03/2020 | Present |
Independent Insurance Brokering; MassMutual; 07/28/2022; Disability Income. Other Business Activities; Naval Academy Parent Club of Iowa; Officer of the Naval Academy Parents Club of Iowa. Treasurer; 121 Blake Rd., , Annapolis, MD, 21402; Not Investment-Related; 02/01/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-31 |
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