Syed Farooq Tirmizi

Current Employers

Elphinstone

405 Lexington Ave Suite 866, New York, NY 10174 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-08

NY RA
APPROVED

Since 2021-10-08

Branch Locations

405 Lexington Ave Suite 866, New York, NY 10174 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Itg Inc.	New York	NY	01/2008	Present
Avalere	Washington Dc	DC	03/2016	06/2020
Elphinstone, Inc.	New York	NY	06/2020	Present
Alere Llc	New York	NY	07/2024	Present
Finalis Securities Llc	New York	NY	04/2025	Present

01/2008 → Present

Itg Inc.

New York, NY
03/2016 → 06/2020

Avalere

Washington Dc, DC
06/2020 → Present

Elphinstone, Inc.

New York, NY
07/2024 → Present

Alere Llc

New York, NY
04/2025 → Present

Finalis Securities Llc

New York, NY

Other Businesses

1.) Allere LLC DBA SovDoc; Investment related; 101 W 90th Street, 17J; New York; NY, 10024; Investment Banking; Partner; 07/01/2024; 180; 150; Serve as a leading principal engaged in mergers and acquisitions advisory services.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-02-03
S65	Uniform Investment Adviser Law Examination	2020-06-25

S63 Uniform Securities Agent State Law Examination

2025-02-03
S65 Uniform Investment Adviser Law Examination

2020-06-25

Other Names

Syed Farodq Tirmizi

View on SEC IAPD

Current Employers

Elphinstone

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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