Syed Farooq Tirmizi

Employer firm

Elphinstone CRD 311264

$1.42M regulatory AUM 579 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → Present
  Itg Inc.
  New York, NY
• 03/2016 → 06/2020
  Avalere
  Washington Dc, DC
• 06/2020 → Present
  Elphinstone, Inc.
  New York, NY
• 07/2024 → Present
  Alere Llc
  New York, NY
• 04/2025 → Present
  Finalis Securities Llc
  New York, NY

Other Businesses

1.) Allere LLC DBA SovDoc; Investment related; 101 W 90th Street, 17J; New York; NY, 10024; Investment Banking; Partner; 07/01/2024; 180; 150; Serve as a leading principal engaged in mergers and acquisitions advisory services.

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-02-03
• S65 Uniform Investment Adviser Law Examination
  2020-06-25

Other Names

• Syed Farodq Tirmizi