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Daniel Velez

Ernst & Young Investment Advisers LLP

Secaucus, NJ

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Current Employers
Ernst & Young Investment Advisers Llp

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2012-09-12
  • NJ RA
    APPROVED
    Since 2012-09-12

Branch Locations

200 Plaza Drive Suite 2222, Secaucus, NJ 07094 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ernst & Young Llp Secaucus NJ 09/2012 Present
Primerica Oakdale NJ 11/2006 Present
  • 09/2012 → Present
    Ernst & Young Llp
    Secaucus, NJ
  • 11/2006 → Present
    Primerica
    Oakdale, NJ
Previous Registrations
  • 2008-06-16 → 2011-04-07
    Td Ameritrade, Inc.
    Forest Hills, NY
  • 2008-06-16 → 2011-04-07
    Td Ameritrade Investment Management, Llc
    Forest Hills, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-09
  • S66 Uniform Combined State Law Examination
    2007-05-09
Designations

View on SEC IAPD

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Other Offices

ERNST & YOUNG INVESTMENT ADVISERS LLP · SECAUCUS, NJ
ERNST & YOUNG INVESTMENT ADVISERS LLP · SECAUCUS, NJ
ERNST & YOUNG INVESTMENT ADVISERS LLP · SECAUCUS, NJ
J.P. MORGAN SECURITIES LLC · SECAUCUS, NJ
EQUITABLE ADVISORS, LLC · SECAUCUS, NJ
SANTANDER SECURITIES LLC · Secaucus, NJ
CETERA INVESTMENT ADVISERS LLC · SECAUCUS, NJ
CETERA INVESTMENT ADVISERS LLC · Union City, NJ

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