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Audrey Juanita Dixon

Wells Fargo Clearing Services, LLC

Raleigh, NC

Cary, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2013-07-05
  • NC RA
    APPROVED
    Since 2013-07-05

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

305 Colonades Way, Cary, NC 27518 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Raleigh NC 07/2013 11/2016
Wells Fargo Clearing Services, Llc Raleigh NC 11/2016 Present
Previous Registrations
  • 2007-04-25 → 2013-07-09
    Edward Jones
    St Louis, MO
    Hickory, NC
    Statesville, NC
Other Businesses

BENEFICIARY FOR THE ESTATE ; INV RELATED; RALEIGH, NC; BENEFICIARY IN A WILL; START DATE: 08/28/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-13
  • S66 Uniform Combined State Law Examination
    2007-04-13
Other Names
  • Audrey Juanita James
  • Audrey J Valencia
  • Audrey Dixon

View on SEC IAPD

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Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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