Claire Elizabeth Oshima

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Henderson, NV
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Henderson, NV

Previous Registrations

• 2009-03-09 → 2011-01-03
  Wells Fargo Investments, Llc
  Henderson, NV
  Henderson, NV
• 2007-04-03 → 2008-02-27
  Wells Fargo Investments, Llc
  Las Vegas, NV
  Las Vegas, NV

Other Businesses

BOB'S CENTRAL STAMP; INV RELATED; HENDERSON, NV; SELL STAMPS ON EBAY;100% OWNERSHIP;-; START DATE: 09/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

• S66 Uniform Combined State Law Examination
  2007-04-02