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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-03
CT RA APPROVED 2019-05-08
  • TX RA
    APPROVED
    Since 2023-02-03
  • CT RA
    APPROVED
    Since 2019-05-08

Branch Locations

775 Main St S, Southbury, CT 06488 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Southbury CT 01/2007 Present
J.P. Morgan Securities Llc Southbury CT 10/2012 Present
Other Businesses

Entity Name: Leonard Manz Investment related: N Address: 62 Atkins Ave Bristol CT 06010 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 07/14/2014 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Collect rent on a monthly basis and pay utilities and contractors when work is required ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/1/2012 ADDRESS: 2 BRISTOL, CT. DETAILS: rental property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 3 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 12/31/2018 ADRESS: 3 BRISTOL CT. DETAILS: 4 UNIT MULTI-FAMILY HOME. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 4 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-03
S63 Uniform Securities Agent State Law Examination 2007-03-12
  • S66 Uniform Combined State Law Examination
    2019-05-03
  • S63 Uniform Securities Agent State Law Examination
    2007-03-12
Designations
Other Names
  • Leonard James Manz

View on SEC IAPD

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