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Joshua S Arthur

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2008-12-10
  • CT RA
    APPROVED
    Since 2008-12-10

Branch Locations

1114 Avenue Of The Americas, New York, NY 10036 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch New York NY 02/2007 Present
  • 02/2007 → Present
    Merrill Lynch
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-01
  • S66 Uniform Combined State Law Examination
    2008-11-01

View on SEC IAPD

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