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Robert Daniel Suss

Wells Fargo Clearing Services, LLC

Columbia, SC

Columbia, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2015-08-12
  • SC RA
    APPROVED
    Since 2015-08-12

Branch Locations

10136 Two Notch Rd Ste 102, Columbia, SC 29229 • United States

1320 Main St Ste 600, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Columbia SC 07/2015 11/2016
Wells Fargo Bank Na Columbia SC 06/2015 Present
Wells Fargo Clearing Services, Llc Columbia SC 11/2016 Present
  • 07/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Columbia, SC
  • 06/2015 → Present
    Wells Fargo Bank Na
    Columbia, SC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Columbia, SC
Previous Registrations
  • 2011-06-07 → 2014-10-03
    Truist Investment Services, Inc.
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
  • 2010-03-18 → 2010-08-27
    Chase Investment Services Corp.
    Atlanta, GA
  • 2007-05-08 → 2009-04-30
    Ameriprise Financial Services, Llc
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-30
  • S66 Uniform Combined State Law Examination
    2007-03-30

View on SEC IAPD

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Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

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