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Kathy L Vondergoltz

Morgan Stanley

College Station, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-14
  • TX RA
    APPROVED
    Since 2021-05-14

Branch Locations

166 Century Court Suite 350, College Station, TX 78840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch College Station TX 01/2007 05/2021
Morgan Stanley Smith Barney Llc College Station TX 05/2021 Present
  • 01/2007 → 05/2021
    Merrill Lynch
    College Station, TX
  • 05/2021 → Present
    Morgan Stanley Smith Barney Llc
    College Station, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-27
  • S66 Uniform Combined State Law Examination
    2009-06-27
Other Names
  • Kathy Lynn Vondergoltz
  • Kathy Lynn Graybill
  • Kathy Lynn Hickle

View on SEC IAPD

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LPL FINANCIAL LLC
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Ryan Johnson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLLEGE STATION, TX
TRADITIONS WEALTH ADVISORS, LLC. · COLLEGE STATION, TX
EDWARD JONES · COLLEGE STATION, TX
FIRST COMMAND ADVISORY SERVICES · College Station, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · College Station, TX
LPL ENTERPRISE, LLC · COLLEGE STATION, TX
LPL FINANCIAL LLC · COLLEGE STATION, TX
WELLS FARGO CLEARING SERVICES, LLC · COLLEGE STATION, TX

More in College Station, TX

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