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Mark Andrew Traver

Neville, Rodie & Shaw Inc

New York, NY

CRD 5286350

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Employer firm

Neville, Rodie & Shaw Inc CRD 104969

$2.00B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Neville, Rodie & Shaw Inc

200 Madison Ave, New York, NY 10016-3903 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-02-02
TX RA APPROVED 2013-01-18
  • NY RA
    APPROVED
    Since 2021-02-02
  • TX RA
    APPROVED
    Since 2013-01-18

Branch Locations

200 Madison Ave, New York, NY 10016-3903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neville Rodie & Shaw Inc. New York NY 12/2000 Present
Designations
  • Chartered Financial Analyst
Other Names
  • Mark A. Traver

View on SEC IAPD

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