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John F Kakolewski

Rbc Rochdale, LLC

New York, NY

Ho Ho Kus, NJ

New York, NY

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Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-07-24
NY RA APPROVED 2023-07-21
TX RA APPROVED 2018-10-29
CA RA APPROVED 2009-04-06
  • NJ RA
    APPROVED
    Since 2023-07-24
  • NY RA
    APPROVED
    Since 2023-07-21
  • TX RA
    APPROVED
    Since 2018-10-29
  • CA RA
    APPROVED
    Since 2009-04-06

Branch Locations

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Ho Ho Kus, NJ • United States

400 Park Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rim Securities Llc New York NY 06/2006 Present
Rochdale Investment Management Llc New York NY 06/2006 Present
  • 06/2006 → Present
    Rim Securities Llc
    New York, NY
  • 06/2006 → Present
    Rochdale Investment Management Llc
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-12-08
S66 Uniform Combined State Law Examination 2007-12-03
  • S63 Uniform Securities Agent State Law Examination
    2014-12-08
  • S66 Uniform Combined State Law Examination
    2007-12-03
Designations
Other Names
  • John F Kakolewski
  • John F Kakolewski

View on SEC IAPD

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