Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-17 |
Branch Locations
701 B St, San Diego, CA 92101 • United States
500 Newport Ctr Dr, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 08/2022 | Present |
| East West Bank( Ewb) | Pasadena | CA | 04/2021 | 07/2022 |
| Banc Of California | Santa Ana | CA | 09/2017 | 04/2021 |
| First Foundation Bank | Irvine | CA | 03/2014 | 09/2017 |
RENTAL PROPERTY LOCATED AT 6333 COLLEGE GROVE WAY, UNIT 2108, SAN DIEGO, CA 92115; START DATE: 10/10/2004; 1 HOUR PER MONTH DURING NON-TRADING HOURS. For profit or not for profit: Yes Name of outside business organization: Innovative Enterprises, Inc. Investment related: No Address of business:My home address Nature of business: Rental property - rental income Compensation for Activity (Yes/No only): Yes, in the form of rent. Position, title, associationOwner. Start date of relationship: 2005 Number of hours devoted: 1 hour a month Number of hours devoted during trading hours: n/a Duties: Managing the Real Estate.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-12 |
Reach out to this advisor