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Current Employers
Alphastar Capital Management

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-02-08
NC RA APPROVED 2014-04-01
  • GA RA
    APPROVED
    Since 2018-02-08
  • NC RA
    APPROVED
    Since 2014-04-01

Branch Locations

363 Church Street N Suite 280, Concord, NC 28025 • United States

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alphastar Capital Management, Llc Cornelius NC 03/2014 Present
Yancey Financial, Llc Concord NC 01/2015 Present
  • 03/2014 → Present
    Alphastar Capital Management, Llc
    Cornelius, NC
  • 01/2015 → Present
    Yancey Financial, Llc
    Concord, NC
Other Businesses

YANCEY FINANCIAL, LLC INVESTMENT RELATED - YES; ADDRESS - 363 CHURCH STREET, NORTH SUITE 280 CONCORD NC 28025 NATURE OF OTHER BUSINESS - INSURANCE; TITLE - PRESIDENT/ INSURANCE AGENT; START DATE - 02/2015; APPROX HOURS/MONTH DEVOTED - 20; DUTIES - AGENT FOR FIXED ANNUITIES AND LIFE INSURANCE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-03
  • S65 Uniform Investment Adviser Law Examination
    2014-03-03

View on SEC IAPD

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