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4582 S Ulster St. Suite 1300, Denver, CO 80237 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-06-01 |
Branch Locations
4582 S Ulster St. Suite 1300, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 01/2007 | 03/2018 |
| Tiaa | Denver | CO | 01/2007 | 03/2018 |
| Lpl Financial, Llc | Greenwood Village | CO | 04/2018 | Present |
| Providence Captial Partners, Inc | Greenwood Village | CO | 04/2018 | 03/2021 |
| Denver Wealth Management, Inc. | Greenwood Village | CO | 01/2021 | Present |
1. 4/10/2018 - DENVER WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/09/2018 - 176 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 4/21/2021 - Denver Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin. - Started 01/15/2021 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Denver Wealth Management, Inc., an independent investment advisor firm. I started this business activity in 01/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-02 |
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