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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2020-09-30 |
| NJ | RA | APPROVED | 2017-03-25 |
Branch Locations
155 East 44Th St 12Th Floor, New York, NY 10017 • United States
New York, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 11/2012 | 02/2017 |
| Bank Of America, N.A. | New York | NY | 02/2013 | 02/2017 |
| Msi Financial Services | New York | NY | 02/2017 | 03/2017 |
| Massmutual Life Insurance Co | New York | NY | 02/2017 | Present |
| Mml Investors Services, Llc | New York | NY | 03/2017 | Present |
Name: Henry Plyler Inv rel: Y Add:155E 44th St 12th Floor NY NY 10017 Nature: Outside Insurance Sales Position: Sales Start date: 9/26/2017 No. HR/MO: 5-10 No. HR/MO during sec trading: 5-10 Describe duties: Individual and Group Life, Individual and Group Health, Group Disability, Individual Disability, Long Term Care, & Fixed Annuities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-12 |
| S66 | Uniform Combined State Law Examination | 2007-03-21 |
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