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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2007-03-19
  • WI RA
    APPROVED
    Since 2007-03-19

Branch Locations

2901 E Enterprise Ave, Appleton, WI 54913 • United States

Appleton, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Appleton WI 01/2007 Present
Thrivent Financial For Lutherans Appleton WI 01/2007 Present
Other Businesses

SUBSTITUTE TRACK ANNOUNCER AT SHAWANO SPEEDWAY, SHAWANO, WI AUTO RACING ANNOUNCER, START DATE WAS 2004 DURING SUMMER.APPROX. 10 HOURS PER SUMMER WITH 0 DURING TRADING HOURS; NOT INVESTMENT RELATED BOARD OF PERSONNEL AT FAITH LUTHERAN CHURCH APPLETON, WI EVENING MEETINGS TAKE PLACE AS NEEDED. MEMBER AT LARGE; REVIEW JOB DESCRIPTIONS AND ASSIST WITH INTERVIEWING FOR AVAILABLE CHURCH POSITIONS, START DATE: JANUARY 2013; 2 HOURS PER MONTH NOT DURING TRADING HOURS. THIS BOARD DOES NOT VOTE ON INVESTMENT DECISIONS THROUGH MY LENS POSITION: Owner NATURE: This is my personal photography business INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 4522 N Bull Rush Dr, Appleton WI 54913, United States DESCRIPTION: I take photos for various events including Senior portrait, Sport teams and other events. AUTHORING A BOOK POSITION: Author NATURE: I am writing a book focused on Navigating the road of Travel Sports through the eyes of a parent who has been through it INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/30/2026 ADDRESS: 4522 N Bull Rush Dr, Appleton WI 54913, United States DESCRIPTION: Writing and possibly self-publishing. There may also be some public promotion of book.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-20
S63 Uniform Securities Agent State Law Examination 2007-03-17
  • S65 Uniform Investment Adviser Law Examination
    2008-02-20
  • S63 Uniform Securities Agent State Law Examination
    2007-03-17

View on SEC IAPD

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