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Lindsey Donovan Rhea

LPl Financial LLC

Germantown, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-10-04
TX RA APPROVED 2021-10-04
  • TN RA
    APPROVED
    Since 2021-10-04
  • TX RA
    APPROVED
    Since 2021-10-04

Branch Locations

6815 Poplar Ave Ste 160, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Memphis TN 02/2011 10/2021
Lpl Financial Llc Germantown TN 10/2021 Present
Previous Registrations
Other Businesses

1)10/04/2021 - ALIA WEALTH PARTNERS, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2021 - 160 Hr/Mth 2)10/04/2021 - Alia Insurance Solutions, LLC - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 10/2021 - 25 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-21
  • S66 Uniform Combined State Law Examination
    2008-08-21
Designations
Other Names
  • Lindsey Donovan
  • Lindsey Kay Donovan
  • Lindsey Donovan Rhea
  • Lindsey K Rhea

View on SEC IAPD

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