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James M Atkins

J.P. Morgan Securities LLC

Kingwood, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-23
  • TX RA
    APPROVED
    Since 2020-12-23

Branch Locations

1075 Kingwood Drive, Kingwood, TX 77339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Houston TX 01/2003 Present
J.P. Morgan Securities Llc Kingswood TX 10/2020 Present
Previous Registrations
  • 2011-03-29 → 2012-03-27
    Chase Investment Services Corp.
    Houston, TX
  • 2003-06-17 → 2009-04-14
    Chase Investment Services Corp.
    Houston, TX
    Houston, TX
  • 2002-07-15 → 2003-02-12
    Ameriprise Financial Services, Llc
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-21
S65 Uniform Investment Adviser Law Examination 2002-06-28
S63 Uniform Securities Agent State Law Examination 2000-02-18
  • S66 Uniform Combined State Law Examination
    2020-12-21
  • S65 Uniform Investment Adviser Law Examination
    2002-06-28
  • S63 Uniform Securities Agent State Law Examination
    2000-02-18
Other Names
  • Jamey Atkins
  • James Michael Atkins

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · KINGWOOD, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KINGWOOD, TX
EDWARD JONES · KINGWOOD, TX
OSAIC WEALTH, INC. · KINGWOOD, TX
ROTH FINANCIAL PARTNERS LLC · KINGWOOD, TX
EDWARD JONES · KINGWOOD, TX
LPL FINANCIAL LLC · KINGWOOD, TX
EDWARD JONES · KINGWOOD, TX

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