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Judith Ann Licerio

Neuberger Berman Bd LLC

New York, NY

Wayne, NJ

CRD 3119009

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-08-12
NY RA APPROVED 2022-08-12
  • NJ RA
    APPROVED
    Since 2022-08-12
  • NY RA
    APPROVED
    Since 2022-08-12

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Wayne, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allianz Global Investors Fund Management Llc New York NY 05/2013 09/2016
Allianz Global Investors Distributors Llc New York NY 07/2013 01/2021
Allianz Global Investors U.S. Llc New York NY 10/2016 01/2021
Virtus Investment Partners Wayne NJ 02/2021 06/2021
Virtus Invesment Partners Wayne NJ 07/2021 02/2022
Vp Distributors Llc Wayne NJ 07/2021 02/2022
Neuberger Berman New York NY 02/2022 Present
  • 05/2013 → 09/2016
    Allianz Global Investors Fund Management Llc
    New York, NY
  • 07/2013 → 01/2021
    Allianz Global Investors Distributors Llc
    New York, NY
  • 10/2016 → 01/2021
    Allianz Global Investors U.S. Llc
    New York, NY
  • 02/2021 → 06/2021
    Virtus Investment Partners
    Wayne, NJ
  • 07/2021 → 02/2022
    Virtus Invesment Partners
    Wayne, NJ
  • 07/2021 → 02/2022
    Vp Distributors Llc
    Wayne, NJ
  • 02/2022 → Present
    Neuberger Berman
    New York, NY
Other Businesses

ALL-STAR TAEKWONDO AND FITNESS, 38B HAMBURG TPK, RIVERDALE, NJ 07457. POSITION: CO-OWNER; NATURE OF BUSINESS: MARTIAL ARTS INSTRUCTION, NON-INVESTMENT RELATED. START DATE: 9/2007. 1 HR PER MONTH DEVOTED. BUSINESS; 0 HRS DEVOTED DURING SECURITIES TRAINING HOURS. DUTIES ARE TO RESPOND TO CUSTOMER INQUIRIES REGARDING SERVICES, PRICING AND PERFORMING CLERICAL FUNCTIONS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-11
  • S66 Uniform Combined State Law Examination
    2022-08-11
Other Names
  • Judith Ann Escalante
  • Judith Ann Licerio
  • Judith Licerio

View on SEC IAPD

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