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Inactive

Yoolim Kaminsky

Shufro, Rose & Co., LLC

New York, NY

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Current Employers
Shufro, Rose & Co., Llc

600 Lexington Avenue 15Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-09-27
TX RA APPROVED 2022-09-27
  • NY RA
    APPROVED
    Since 2022-09-27
  • TX RA
    APPROVED
    Since 2022-09-27

Branch Locations

600 Lexington Avenue 15Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shufro, Rose & Co., Llc New York NY 04/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-27
S63 Uniform Securities Agent State Law Examination 2000-08-09
  • S65 Uniform Investment Adviser Law Examination
    2022-09-27
  • S63 Uniform Securities Agent State Law Examination
    2000-08-09
Other Names
  • Yoo Lim Lee
  • Tonia Lee Kaminsky
  • Yoolim Kaminsky
  • Tonia (Yoolim) Kaminsky
  • Tonia Kaminsky

View on SEC IAPD

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