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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-11-13
  • MN RA
    APPROVED
    Since 2023-11-13

Branch Locations

601 Carlson Pkwy, Ste 925, Minnetonka, MN 55305 • United States

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Minneapolis MN 05/2011 11/2023
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2011 11/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2016 11/2023
Lpl Financial Llc Minnetonka MN 11/2023 Present
  • 05/2011 → 11/2023
    Minneapolis, MN
  • 02/2011 → 11/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2016 → 11/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2023 → Present
    Lpl Financial Llc
    Minnetonka, MN
Previous Registrations
Other Businesses

1- 11/2023 / Endeavr Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 160 HRS Mnth / 8 HRS During Trading 2- 11/2023 / Fixed Insurance / Non-Variable Insurance / Investment Related / 20 HRS Mnth / 1 HRS During Trading 3- 11/2023 / Briel Enterprises, LLC / Business Entity For Tax/Investment Purposes Only / Non-Investment Related / 160 HRS Mnth / 8 HRS During Trading 4- 11/14/2023 - Great Valley Advisor Group, Inc. - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 11/07/2023 - 160 Hours Per Month/ 8 During Trading - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5- 11/28/2023 - Endeavr Wealth Planning - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 11/08/2023 - 170 Hours Per Month/ During Trading - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 170 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6- 01/08/2024 - Endeavr - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 11/8/2023 - 170 Hrs/mo During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-08-25
  • S63 Uniform Securities Agent State Law Examination
    2011-08-25
Designations

View on SEC IAPD

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