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2240 E. Maple Ave, El Segundo, CA 90245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tcw Funds Distributors | Los Angeles | CA | 06/2014 | 12/2019 |
| Tcw Llc | Los Angeles | CA | 01/2016 | 12/2019 |
| 1415 Capital Management | Manhattan Beach | CA | 01/2020 | 11/2022 |
| Ducenta Squared Asset Management | Los Angeles | CA | 01/2023 | Present |
Name: 1415 Capital Management Is Investment Related: Y Address: 76290 Poppy Lane, Palm Desert CA Nature: Holding company, does not currently have clients, conduct outside business, or hold itself out to public Position: Managing Member Start Date: 01/2020 Time per Month: 1 hour During trading hours: 0 administrative duties
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-10-17 |
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