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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-02-09
WY RA APPROVED 2017-07-19
TX RA APPROVED_RES 2013-01-28
CA RA APPROVED 2012-12-05
CO RA APPROVED 2012-08-24
MD RA APPROVED 2007-12-07
  • FL RA
    APPROVED
    Since 2023-02-09
  • WY RA
    APPROVED
    Since 2017-07-19
  • TX RA
    APPROVED_RES
    Since 2013-01-28
  • CA RA
    APPROVED
    Since 2012-12-05
  • CO RA
    APPROVED
    Since 2012-08-24
  • MD RA
    APPROVED
    Since 2007-12-07

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Fort Lauderdale, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Baltimore MD 01/2007 Present
  • 01/2007 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Baltimore, MD
Other Businesses

I*2813288Entity Type: CharitableName of OBA: Broward Center for the Performing Arts Foundation BoardAddress:Fort Lauderdale FloridaInvestment Related:NoPosition, Title, Association:Board MemberStart Date:10/01/2025No Hours: 30 MonthlyNo Hours during trading:1Duties:Attend meetings and invite people to performances. Ideally those attendees are inspired by what they see that they will become donors. I*2829291, Entity Type: , Name of OBA: Greater Fort Lauderdale Alliance Broward County, Address: Fort Lauderdale, Florida, 33301, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 10/01/2025, No Hours: 6 Yearly, No Hours during Trading: 6 Yearly, Duties: The Board of Directors is responsible for managing the business and affairs of the Alliance including: Ensuring its financial health and well-being, Setting policies, Providing strategic visioning, Approving business plans and budgets, Making leadership appointments

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-06
  • S66 Uniform Combined State Law Examination
    2007-12-06

View on SEC IAPD

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