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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-22
NC RA APPROVED 2005-11-09
  • TX RA
    APPROVED_RES
    Since 2021-04-22
  • NC RA
    APPROVED
    Since 2005-11-09

Branch Locations

4469 Bamboo Rd Mutton Crossing Ste 105, Boone, NC 28607 • United States

34 2Nd St Nw Ste 300, Hickory, NC 28601 • United States

Boone, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Boone NC 09/2005 03/2020
Ameriprise Financial Services, Llc Boone NC 03/2020 Present
Other Businesses

Business Ownership; Buchanan Street, LLC; Owner; LLC to hold Rental real estate; 251 Glendale Drive, , Boone, NC, 28607-6554; Investment-Related; 04/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; First Presbyterian Church Endowment Fund; committee member; 131 Big Valley St, Boone, NC 28607, ,; ; 01/01/2018; 1 to 9 hours per month; 0 during trading hours / Boone area chamber of Commerce; Member; 579 Greenway road, , Boone, NC, 28607; Not Investment-Related; 07/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Fiduciary Activities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-08
  • S66 Uniform Combined State Law Examination
    2005-11-08

View on SEC IAPD

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