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Current Employers
Bny Mellon Advisors, Inc.

200 Park Avenue, New York, NY 10166 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-09-02
PA RA APPROVED 2008-12-16
  • NJ RA
    APPROVED
    Since 2021-09-02
  • PA RA
    APPROVED
    Since 2008-12-16

Branch Locations

200 Park Avenue, New York, NY 10166 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pershing Llc Phoenixville PA 09/2011 Present
Lockwood Advisors Inc. Pennington NJ 09/2011 06/2023
Pershing Advisor Solutions Llc Phoenixville PA 10/2021 Present
Bny Mellon Advisors, Inc. Pennington NJ 06/2023 Present
  • 09/2011 → Present
    Pershing Llc
    Phoenixville, PA
  • 09/2011 → 06/2023
    Lockwood Advisors Inc.
    Pennington, NJ
  • 10/2021 → Present
    Pershing Advisor Solutions Llc
    Phoenixville, PA
  • 06/2023 → Present
    Pennington, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-15
  • S66 Uniform Combined State Law Examination
    2008-12-15

View on SEC IAPD

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