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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-30 |
Branch Locations
675 3Rd Ave 9Th Floor, New York, NY 10017 • United States
421 Troy Schenectady Rd, Latham, NY 12110 • United States
1133 Westchester Ave Suite S-229, White Plains, NY 10604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Connolly Insight | New York | NY | 06/2011 | 12/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2024 | 09/2024 |
| Northwestern Mutual Investment Services Llc | Stamford | CT | 05/2024 | 09/2024 |
| Intertemporal Economics | Bedford Hills | NY | 01/2018 | 04/2024 |
| Mml Investors Services Llc | Bedford Hills | NY | 09/2024 | 05/2025 |
| Mass Mutual Life Insurance Company | Bedford Hills | NY | 06/2024 | 05/2025 |
| Equity Services Inc | Montpelier | VT | 05/2025 | Present |
| National Life Group | White Plains | NY | 05/2025 | Present |
*THOROUGHBRED ADVISORS,1133 WESTCHESTER AVE., SUITE S-229,WHITE PLAINS, NY 10604,INV REL,INSURANCE,AGENT,ONGOING,DURING TRD/HRS,100%*NEW YORK UNIVERSITY, 70 WASHINGTON SQUARE SOUTH, NEW YORK, NY 10012, ONGOING, NOT INV REL, 09/24/2026, ADJUNCT PROFESSOR, TEACHING MICROECONOMICS COURSE, NOT DURING TRD/HRS, 0%.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-07-08 |
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