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Arielle Kim Jaffe

Cetera Investment Advisers LLC

El Segundo, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investacorp, Inc. Miami Lakes FL 05/2007 07/2020
Investacorp Advisory Services Miami Lakes FL 05/2008 07/2020
Ladenburg Thalmann & Co. Inc. New York FL 01/2018 12/2019
Securities America, Inc. Miami FL 07/2020 Present
Securities America Advisors, Inc. Miami FL 07/2020 Present
Cetera Wealth Services, Llc El Segundo CA 01/2021 Present
Cetera Investment Services Llc St Cloud MN 01/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/2007 → 07/2020
    Investacorp, Inc.
    Miami Lakes, FL
  • 05/2008 → 07/2020
    Investacorp Advisory Services
    Miami Lakes, FL
  • 01/2018 → 12/2019
    Ladenburg Thalmann & Co. Inc.
    New York, FL
  • 07/2020 → Present
    Securities America, Inc.
    Miami, FL
  • 07/2020 → Present
    Securities America Advisors, Inc.
    Miami, FL
  • 01/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2021 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2020-07-17 → 2021-01-21
    Securities America Advisors, Inc.
    Miami, FL
  • 2008-05-20 → 2020-07-17
    Investacorp Advisory Services Inc
    Miami, FL
  • 2001-11-06 → 2006-05-19
    Truist Investment Services, Inc.
    Miramar, FL
    Miramar, FL
    Tamarac, FL
    Miami, FL
    Hollywood, FL
    Tamarac, FL
    Miami, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-11-06
S65 Uniform Investment Adviser Law Examination 2000-10-20
  • S63 Uniform Securities Agent State Law Examination
    2000-11-06
  • S65 Uniform Investment Adviser Law Examination
    2000-10-20
Other Names
  • Arielle Kim Low
  • Arielle Kim Low

View on SEC IAPD

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