Arielle Kim Jaffe

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 07/2020
  Investacorp, Inc.
  Miami Lakes, FL
• 05/2008 → 07/2020
  Investacorp Advisory Services
  Miami Lakes, FL
• 01/2018 → 12/2019
  Ladenburg Thalmann & Co. Inc.
  New York, FL
• 07/2020 → Present
  Securities America, Inc.
  Miami, FL
• 07/2020 → Present
  Securities America Advisors, Inc.
  Miami, FL
• 01/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2021 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-07-17 → 2021-01-21
  Securities America Advisors, Inc.
  Miami, FL
• 2008-05-20 → 2020-07-17
  Investacorp Advisory Services Inc
  Miami, FL
• 2001-11-06 → 2006-05-19
  Truist Investment Services, Inc.
  Miramar, FL
  Miramar, FL
  Tamarac, FL
  Miami, FL
  Hollywood, FL
  Tamarac, FL
  Miami, FL

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-11-06
• S65 Uniform Investment Adviser Law Examination
  2000-10-20

Other Names

• Arielle Kim Low
• Arielle Kim Low