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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-07
TN RA APPROVED 2018-06-18
  • TX RA
    APPROVED_RES
    Since 2021-04-07
  • TN RA
    APPROVED
    Since 2018-06-18

Branch Locations

1500 S 1St St, Union City, TN 38261 • United States

1291 S Highland Ave, Jackson, TN 38301 • United States

1956 N Highland Ave, Jackson, TN 38305 • United States

2724 Summer Oaks Dr, Bartlett, TN 38134 • United States

214 Oil Well Rd, Jackson, TN 38305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Leaders Credit Union Jackson TN 04/2009 Present
Investment Centers Of America Jackson TN 08/2009 Present
Lpl Financial Llc Jackson TN 11/2017 Present
  • 04/2009 → Present
    Leaders Credit Union
    Jackson, TN
  • 08/2009 → Present
    Investment Centers Of America
    Jackson, TN
  • 11/2017 → Present
    Jackson, TN
Other Businesses

1. 12/21/2017 - Leaders Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - dual employee - start date 4/01/2009 - 160 hours per month during securities trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-05
S63 Uniform Securities Agent State Law Examination 2007-12-17
  • S65 Uniform Investment Adviser Law Examination
    2018-06-05
  • S63 Uniform Securities Agent State Law Examination
    2007-12-17

View on SEC IAPD

Other Firms

Other Investors

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